Expert Legal Services for CPOs and CTAs
Commodity Pool Operators (“CPOs”)
Commodity Trading Advisors (“CTAs”)
Commodity Trading Advisors (“CTAs”)
- Organize and Form Pools and CPOs Under State Law
- Register CPOs with the NFA and the CFTC
- Prepare Pool Offering Documents
- File Pool Offering Documents with the NFA
- File Forms and Notices with NFA (4.7, 4.13, PQR and more)
- Obtain Tax ID Numbers for Pools and CPOs
- File Form D with SEC and Applicable States
- Review Promotional Materials
- Prepare Compli
- Organize and Form Pools and CPOs Under State Law
- Register CPOs with the NFA and the CFTC
- Prepare Pool Offering Documents
- File Pool Offering Documents with the NFA
- File Forms and Notices with NFA (4.7, 4.13, PQR and more)
- Obtain Tax ID Numbers for Pools and CPOs
- File Form D with SEC and Applicable States
- Review Promotional Materials
- Prepare Compliance Manuals
- Provide Regulatory Services and Counsel
- Prepare and Review All Types of Agreements
Commodity Trading Advisors (“CTAs”)
Commodity Trading Advisors (“CTAs”)
Commodity Trading Advisors (“CTAs”)
- Organize and Form CTAs Under State Law
- Register CTAs with the NFA and the CFTC
- Prepare CTA Disclosure Documents
- File Disclosure Documents with the NFA
- File Forms and Notices with NFA (4.7, 4.13, CTA-PR and more)
- Obtain Tax ID Numbers for CTAs
- Review Promotional Materials
- Prepare Compliance Manuals
- Provide Regulatory Services and Counsel
- Prepare and Review All Types of Agreements