David R. Allen, Attorney at Law

Services

Commodity Pool Operators (“CPOs”)

Organize and Form Pools and CPOs Under State Law
Register CPOs with the NFA and the CFTC
Prepare Pool Offering Documents
File Pool Offering Documents with the NFA
File Forms and Notices with NFA (4.7, 4.13, PQR and more)
Obtain Tax ID Numbers for Pools and CPOs
File Form D with SEC and Applicable States
Review Promotional Materials
Prepare Compliance Manuals
Provide Regulatory Services and Counsel
Prepare and Review All Types of Agreements

Commodity Trading Advisors (“CTAs”)

Organize and Form CTAs Under State Law
Register CTAs with the NFA and the CFTC
Prepare CTA Disclosure Documents
File Disclosure Documents with the NFA
File Forms and Notices with NFA (4.7, 4.13, CTA-PR and more)
Obtain Tax ID Numbers for CTAs
Review Promotional Materials
Prepare Compliance Manuals
Provide Regulatory Services and Counsel
Prepare and Review All Types of Agreements

Home l Services l About l Contact

Content copyright 2021. DAVIDALLENATTORNEY.COM. All rights reserved.

Website Builder